NAIFA-MAINE
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Code of Ethics

PREAMBLE: Helping my clients protect their assets and establish financial security, independence and economic freedom for themselves and those they care about is a noble endeavor and deserves my promise to support high standards of integrity, trust and professionalism throughout my career as an insurance and financial professional. With these principles as a foundation, I freely accept the following obligations:
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  • To help maintain my clients’ confidences and protect their right to privacy.
  • To work diligently to satisfy the needs of my clients by acting in their best interest.
  • To present, accurately and honestly, all facts essential to my clients’ financial decisions.
  • To render timely and proper service to my clients and ultimately their beneficiaries.
  • To continually enhance professionalism by developing my skills and increasing my knowledge through education.
  • To obey the letter and spirit of all laws and regulations which govern my profession.
  • To conduct all business dealings in a manner which would reflect favorably on NAIFA and my profession.
  • To cooperate with others whose services best promote the interests of my clients.
  • To protect the financial interests of my clients, their financial products and my profession, through political advocacy.
Adopted July 2019, Board of Trustees
Join NAIFA Today!

CONTACT:

☎ 877-866-2432
📧​ info@naifa-me.org

  • Home
  • Events
    • Lunch with Legends
    • Shawn Hunter: Ask Better Questions
    • Senior$afe® Training
  • About
    • Mission and Guiding Principles
    • Board of Directors
    • Code of Ethics
  • Advocacy
    • Statement in Support of NAIFA-New York
    • Legislative Updates >
      • Impact Issues
  • Find An Advisor
  • Membership
  • Sponsor
  • Programs
    • J. Putnam Stevens Award
    • YAT Advisor Team (YAT)